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Position Title: Compliance Manager
Position Type: Management Position Level: CP3
Job Location: Canada : Quebec : Montreal
Location: Montreal, QC, CA Career Opportunities: Compliance Manager (40289)
Req ID: 40289 - Posted 03/05/2014 - Posting Location (1)
- Job Province / State (1) - Job City (1) - Finance - Bell Corporate
About the Job:
Accelerate your professional growth and development through career
mobility. Our philosophy is to fill vacancies with qualified internal
candidates before hiring externally, offering you countless ways to shape your
future.
If you’re passionate, driven and find yourself seeking interesting work,
new challenges and continuous learning opportunities, then we want you to join
our team.
Corporate Groups offers best practice services to support the organization,
including Finance, Legal & Regulatory, Brand, Corporate Services –
including HR, Communications, Real Estate, Security and Procurement & Value
Creation.
BIMCOR Inc. is a wholly-owned subsidiary of Bell Canada established in 1983
with responsibility for the investment management of the pension plans of the
BCE group of companies with office locations in Montreal and Toronto. Assets
under management as of December 31, 2013 were approximately $15 Billion.
The Compliance Manager is accountable to the Vice President Finance and
Operations for the monitoring of compliance for the clients under Bimcor’s
management or for which Bimcor manages pension investment records.
Oversees the operations of the firm pertaining to securities legislation
and regulatory agencies (l’Autorité de marchés financiers du Québec (AMF) and
the Ontario Securities Commission (OSC)). Entitled to report to Senior
management any misconduct of Bimcor with regard to securities legislation.
Major Duties and Responsibilities
1) Assesses compliance status on an on-going basis for each client and
reports any concerns or non-compliant situations to the appropriate Bimcor
Officer.
2) Ensures that the regulatory required Company/Clients’ legal documents,
such as Trust Agreement, Management Agreement, Statement of Investment Polices
& Procedures (SIPP) are in-file and updated appropriately.
3) Ensures that the documentation pertaining to external managers
(Management Agreements, Managers’ policies, quarterly compliance reports, etc)
is maintained
4) Develops and maintains tools such as computer generated reports to
monitor compliance with clients’ guidelines, the Pension Benefits Standards Act
and securities regulatory agencies (AMF/OSC).
5) Supervises the revision, the integration, the testing and the
maintenance of clients’ guidelines with legal regulations into the Bloomberg
AIM system.
6) Ensures that new instruments (derivatives or other) are in compliance
with clients and internal investment guidelines prior to their addition to
clients’ portfolios.
7) Processes documentation requests from brokers/counterparties relative to
account opening and/or credit facility maintenance.
8) Provides training and supervises the activities of the Compliance
assistant.
9) Supervises and maintain the daily activities of the Private Equity,
Private Infrastructure and Hedge Fund investments.
10) Reviews for compliance purposes Bimcor’s financial reporting, financial
operations and periodic statements of free cash flows issued for the AMF and
the OSC.
11) Supervises the maintenance of the documentation relative to the annual
registration process with the AMF and the OSC for Bimcor and its registered
employees.
Education Required:
·
Bachelor degree with an Accounting designation
·
Completion of the Partners, Directors and Officers Course (PDO) is
mandatory
·
Completion of the Canadian Securities Course (CSC) is essential
·
Completion of the Derivatives Fundamentals Course (DFC) is essential
Work Experience Required:
5 + years experience in a compliance or internal control role with a Bank /
Trust company of Investment Management Firm.
Skills:
- Mature, flexible team player
- Strong problem-solving and decision-making abilities
- Excellent analytical, planning, time management and organizing skills
- Fluently bilingual with excellent writing skill in both French and
English
- Strong computer skills: MS Office, Bloomberg
BCE:WKP #Feature *LI-VL
TC:FI
Application Deadline: 03/21/2014
Please apply directly online to be considered for this role. Applications
through email will not be accepted.
Please note that the only information related to Performance Management
Process (PMP) that should be included on your resume or cover letter is your
current rating (Exceeds, Meets etc.). A more detailed copy of your PMP may be
requested at a later date.
Bell has a diverse workforce and is an equal opportunity employer.
Created: Canada, Quebec, Montreal
Read more information about this jobposting
and application procedures visit
the link below:
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